Major Shareholders

AIM Securities (total in issue, percentage not in public hands), significant shareholders.

Allotted and fully paid-up shares

Number

£

Ordinary shares of 5p each (listed in AIM)

31,067,163

1,553,358

Directors shareholdings

Number

% of issued share capital

Sir Roy Gardner

356,667

1.15%

Christopher Walters

84,667

0.27%

Mike Butterworth

80,800

0.26%

Brian Newman

30,000

0.10%

Tim Cooper

11,667

0.04%

Substantial shareholdings as at 30 Sep 2021

Schroders

8,137,304

26.19%

Gresham House plc

5,666,234

18.24%

Premier Miton Group

3,053,247

9.83%

James Sharp & Co

1,667,745

5.37%

Hargreaves Lansdown Asset Management

1,520,454

4.89%

Interactive Investor Trading

1,223,844

3.94%

A J Bell Securities

1,063,268

3.42%

Number of shares not in public hands

The number of shares not in public hands at 30 September 2021 was 14,551,339 representing 46.84% of the issued share capital at that date.

Share options

SAYE scheme

Date Granted

Option Price

Expiry

Number Outstanding at 3 Sep 2020

26 Jul 2018

97.6p

1 Sept 2021

168,142

15 July 2019

99.2p

1 Sep 2022

64,042

24 July 2020

66.0p

1 Sep 2023

576,729

LTIP scheme

The Directors’ interests in share options at 3 Oct 2020 are as follows:

Director

Date Granted

Number

Option Price

Chris Walters (LTIP)

3 Sept 2018

- *

Nil *

* Chris Walters will receive such number of shares as equals 3% of the growth in value above a share price hurdle of £2.50 (adjusted for value returned to shareholders, i.e., any dividend, over the performance period). ‍